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LPL Financial wins more breakaway brokers by sacrificing a revenue stream

Morristown Financial Group finds lucrative niche by taking over some supervisory duties from fellow brokers

Author Elizabeth MacBride October 21, 2009 at 4:08 AM
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Patrick Sullivan has brought 80 fellow advisors under his firm's compliance umbrella

Merrill Lynch

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LPL

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breakaway brokers

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compliance

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A.G. Edwards



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Mentioned in this article:

LPL Financial
RIA-Friendly Broker-Dealer, RIA Welcoming Breakaways, Advisory Firm
Top Executive: Dan Arnold

Aurora Compliance Solutions
RIA Set-up Firm
Top Executive: Edward Romanowsky



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