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Four hot topics in compliance from the IAA conference

The mutual fund and ETF question gets looked at from a regulatory standpoint

Authors Elizabeth MacBride and Sara Hansard and Elizabeth MacBride March 1, 2010 at 6:33 AM
2 Comments
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Bernie Madoff did his part to help increase attendance at the Investment Adviser Association’s annual compliance conference

Conferences


rosa

rosa

November 12, 2010 — 5:35 PM

Where can I find the list of the attendees to the last compliance conference?

Elizabeth MacBride

Elizabeth MacBride

November 12, 2010 — 5:51 PM

You should contact the IAA, www.investmentadviser.org.


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Mentioned in this article:

Investment Adviser Association
Asset Manager for RIAs
Top Executive: David G. Tittsworth



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