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SIFMA will take over administration of Broker Protocol list

Wachtell, Lipton, Rosen & Katz gives up reins of legal truce after list of participants balloons to 471 firms

Authors Brooke Southall and Elizabeth MacBride and Brooke Southall May 6, 2010 at 6:25 AM
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Matthew J. Schafer: It’s just playground rules at a time [when] duress or stress might be high.

Robert Ross



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July 16, 2022 at 1:35 AM

After recruitment of minorities and women gets CEO-level attention at Raymond James, a program gets a dynamic leader

With ratios stuck in the teens, CEO Paul Reilly gives chief marketing officer at subsidiary Carillon Tower Advisers, Renee Baker, her shot at mission impossible -- getting Advisor Inclusion Networks to live up to its Orwellian name

August 24, 2019 at 4:25 AM

Last year's RIA chief departs Raymond James after ship sails without her at helm of RIA unit, leaving her anchored to COO role

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Raymond James finally names new RIA chief and, yes, he is a Schwab veteran

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March 4, 2019 at 11:54 PM

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Mentioned in this article:

Raymond James Financial Inc.
Asset Custodian
Top Executive: Bill Van Law

Hamburger Law Firm
Specialized Breakaway Service, Mergers and Acquisition Firm, Legal Services for RIAs
Top Executive: Brian Hamburger



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