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Avoiding FINRA oversight may depend on talking sense to an options-trading House Republican

Spencer Bachus, known to expertly trade options for his own account, seems to be down with what transactions-based advisors like

Author Brooke Southall April 26, 2012 at 5:37 AM
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Karen Nystrom: This proposed bill is a big deal to advisors...We hold out hope that our message will be heard.

Women of Wealth Management



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Mentioned in this article:

National Association of Personal Finance Advisors
Association
Top Executive: Geof Brown, CAE

Financial Planning Association
Association
Top Executive: Lauren S. Schadle, CAE, Executive Director and CEO



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