Dina Hampton

Hey Ron: If you need a platform to express your views on the industry check-out www.InvestorWatchdog.com’s blog site. You would find a very friendly environment of like-minded professionals.

Ron Rhoades: Staying on at NAPFA would have given ammunition to RIA industry foes

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NAPFA

MarketCounsel

Committee for the Fiduciary Standard

fi360

Brian Hamburger

Ron Rhoades

Don Trone

Knut A. Rostad

The past two years have been some of the most momentous in the relatively short history of the RIA profession. Legislators and regulators have been gradually embracing the fiduciary standard, though whether it will fully apply to everyone calling themselves advisors remains to be seen.

The Department of Labor’s crusade to lower costs and increase transparency in retirement plans means a spate of new regulations affecting advisors and brokers in that market. Dodd-Frank Financial Reform, meanwhile, continues to unroll across the profession, with the biggest change being a shift to state oversight of RIAs with less than $100 million AUM. In this section, you’ll find continually updated RIABiz.com coverage on all these topics.

RIA Compliance

Shocked industry advocates are conflicted as to whether Rhoades should have stayed the course; in another industry shakeup, FPA's Marvin W. Tuttle announces he will step down

Ron Rhoades: Staying on at NAPFA would have given ammunition to RIA industry foes

Jack Waymire

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August 2, 2019 at 12:48 AM

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Ron Rhoades: Staying on at NAPFA would have given ammunition to RIA industry foes

Jack Waymire

Related Moves

August 2, 2019 at 12:48 AM

RIABiz Directory

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