Brian Hamburger, with Daniel Bernstein

Brian Hamburger fires back at Rep. Spencer Bachus' Wall Street Journal op-ed

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MarketCounsel

Brian Hamburger

Daniel Bernstein

<p>The past two years have been some of the most momentous in the relatively short history of the RIA profession. Legislators and regulators have been gradually embracing the fiduciary standard, though whether it will fully apply to everyone calling themselves advisors remains to be seen.</p>

<p>The Department of Labor’s crusade to lower costs and increase transparency in retirement plans means a spate of new regulations affecting advisors and brokers in that market. Dodd-Frank Financial Reform, meanwhile, continues to unroll across the profession, with the biggest change being a shift to state oversight of RIAs with less than $100 million AUM. In this section, you’ll find continually updated RIABiz.com coverage on all these topics.</p>

RIA Compliance

In his response to  “Financial Advisers, Police Yourselves” the RIA lawyer derides the confusing message and demands cops, not community watch

Brian Hamburger fires back at Rep. Spencer Bachus' Wall Street Journal op-ed

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Brian Hamburger fires back at Rep. Spencer Bachus' Wall Street Journal op-ed

RIABiz Directory

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$250 / 30 days

For More Info Contact:

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