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How a hybrid RIA with nearly $2 billion in assets claimed a 10,000 square-foot Smith Barney redoubt

Queasy about wirehouse practices, Rich Dragotta broke away to LPL 11 years ago but missed the old brass, glass, mahogany bullpen

Author Lisa Shidler October 2, 2014 at 5:33 PM
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Paramus, NJ office building that Dragotta and his team of 30 advisors will soon occupy.

Hybrid RIA



Related Moves

August 19, 2020 at 2:18 AM

Bill Morrissey lands as president of Park Avenue Securities signalling parent Guardian Life Insurance may roll the dice on expansion and evolution

The LPL recruiting and development legend may get a mandate to charge up the insurer's middlebrow broker-dealer

May 22, 2020 at 1:13 AM

His days of playing defense done, Jeff Concepcion pinches pennies then poaches a Fidelity and Schwab veteran to execute grab for next $6 billion of AUA at Stratos

Lou Camacho will pursue goal of $600 million a quarter in new assets on behalf of OSJ that wants much more inorganic growth

October 5, 2018 at 7:40 PM


Mentioned in this article:

LPL Financial
RIA-Friendly Broker-Dealer, RIA Welcoming Breakaways, Advisory Firm
Top Executive: Dan Arnold



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