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The hornet's nest that a $25.9-billion AUM RIA owner stepped on and how much it cost

Ex-Merrill Lynch-owned First Republic and buyer of Luminous Capital underestimated the burdens of Dodd-Frank -- and the tolerance of Wall Street analysts

Author Sanders Wommack July 17, 2014 at 6:21 PM
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Jim Herbert: The answer is yes, a little bit.

Jim Herbert

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Ken Zerbe



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