Janice Kirkel

DOL rule-killers now on defense as legal failures add up, reinforcements don't make it to Washington and the clock ticks down

Pension Resource Institute

The Wagner Law Group

Seth Rosenbloom

Anthony Scaramucci

Andy Puzder

Betterment for Business

Mary Anne Durall

Elizabeth Warren

Jason Roberts

Marcia Wagner

<p>The past two years have been some of the most momentous in the relatively short history of the RIA profession. Legislators and regulators have been gradually embracing the fiduciary standard, though whether it will fully apply to everyone calling themselves advisors remains to be seen.</p>

<p>The Department of Labor’s crusade to lower costs and increase transparency in retirement plans means a spate of new regulations affecting advisors and brokers in that market. Dodd-Frank Financial Reform, meanwhile, continues to unroll across the profession, with the biggest change being a shift to state oversight of RIAs with less than $100 million AUM. In this section, you’ll find continually updated RIABiz.com coverage on all these topics.</p>

RIA Compliance

Cumulative effect of Puzder and Scaramucci implosions and looming April 10 go date shifts momentum to the rule's standard bearers

DOL rule-killers now on defense as legal failures add up, reinforcements don't make it to Washington and the clock ticks down

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DOL rule-killers now on defense as legal failures add up, reinforcements don't make it to Washington and the clock ticks down

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