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Derek Bruton joins Keith Gregg as Chalice Wealth Partners makes urgent Dynasty-lite bid bolstered by $4.5 million and Aaron Schumm

The two San Diegans of LPL and First Allied fame are hungry for success and redemption after a few stop-and-go years

Author Oisin Breen May 4, 2018 at 10:30 PM
2 Comments
no description available
Keith Gregg:  I own this company and I don't need anyone or anything else.

Hybrid RIA


Dan Jones

Dan Jones

May 7, 2018 — 1:05 PM
Dan will u reach out and see what they r using?
Jeff Spears

Jeff Spears

May 7, 2018 — 6:38 PM
My old firm, Sanctuary, was roadkill using a similar business model. I couldn't compete with the size of Dynasty. Dynasty has a huge head start in this low margin business. Competitors need numerous advisors and an established network. I wish them the best.

Related Moves

January 21, 2020 at 7:52 PM

Three months after Larry Roth's SPAC steps in, Derek Bruton steps down as Kingswood US CEO and eyes next move in July with no Kingswood successor in sight

The former LPLer's three-year stint began with Chalice in San Diego and ended with lead role in a British roll-up later swallowed by an investment firm headed by former Cetera CEO Roth.

March 30, 2021 at 8:00 PM

Executive shake-up and staff hiring binge change Dynasty Financial Partners' talent mix, with Todd Thomson, Scott Welch, Ed Friedman and 12 women as headliners

The St. Petersburg-based producer of 'synthetic RIA scale' will continue to aggressively hire and adjust its talent ranks as it readies for next growth push.

September 24, 2019 at 2:02 AM

Another RIA whisperer, Julian Lopez, has left Schwab Advisor Services after 24 years to join LPL, which he sees as more advisor-focused and 'entrepreneurial'

The Houston executive, like Kelly Smith in Chicago, was considered a key service talent for RIAs though Lopez says his circumstances differ.

February 23, 2023 at 8:14 AM

See more related moves

Mentioned in this article:

LPL Financial
RIA-Friendly Broker-Dealer, RIA Welcoming Breakaways, Advisory Firm
Top Executive: Dan Arnold

Rady Asset Management, LLC
Asset Manager for RIAs
Top Executive: Harry Rady



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