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Why RIAs who left deferred comp on the table back at the wirehouse may yet make a claim for what might be, rightfully, their money

Clauses written by lawyers under duress of wide-ranging defections may have over-reached, creating an opportunity to challenge in court.

Author Guest Columnist Jack Edwards Jr. March 10, 2021 at 1:27 AM
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Jack Edwards: These plans may defer awards for too long, include too many advisors, or include advisors with insufficient income.  Or they may violate state law.

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