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LPL Financial makes 'full-service' play with a wirehouse trick and some DFA vibes by launching 'private client' offering from the University of Chicago

The San Diego broker-dealer grew to be No. 1 by backing partially served mass affluent brokers and used a symposium at the university's Booth School as a backdrop to tell its reps they can compete with Merrill Lynch.

Author Brooke Southall June 17, 2022 at 12:08 AM
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LPL chose the Booth School as a setting to say it won't abdicate the high-net-worth market to Wall Street.

Shirl Penney



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September 24, 2019 at 2:02 AM

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Mentioned in this article:

LPL Financial
RIA-Friendly Broker-Dealer, RIA Welcoming Breakaways, Advisory Firm
Top Executive: Dan Arnold



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