Articles tagged "Fidelity"
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Former MSSB exec powers up Washington Wealth Management as branch-manager franchise
RIA structured as an independent branch network rises in Virginia's horse country on Fidelity platform
April 11, 2011 at 2:42 PM
Fidelity's big advisor survey: Independent channel seen as most profitable after banner years for firm-switching
More clients come along for the ride; compliance fears keep some advisors from going independent; meanwhile, many refocus on top clients
April 7, 2011 at 1:58 PM
Schwab strengthens its hand against Fidelity via hot NY startup
Loren Morris's move from Schwab to Dynasty looks a bit like an arranged marriage
April 6, 2011 at 2:44 PM
Virtually all big IBD reps covet the independent RIA life, Schwab study says
Schwab's Bernie Clark and TD's Tom Nally see IBD reps undergoing a palpable mood switch, but Fidelity's Mike Durbin and Pershing's Mark Tibergien are unconvinced
March 29, 2011 at 1:31 PM
A hockey star went from being a Merrill Lynch client to a Merrill Lynch advisor to the latest Merrill Lynch breakaway
Despite misgivings for 20 years, Dave Emma stayed largely for the culture and then Bank of America came along
March 25, 2011 at 1:11 PM
Fidelity slips in ahead of Pershing on Google phones with WealthCentral for Android
Functionality is just like the iPhone version, with no mobile trading yet
March 22, 2011 at 2:52 PM
Hellish memories: Advisors recall rock bottom, March 9, 2009
On the day a zero-market seemed possible, sleep-deprived advisors tried to stop their clients from bailing out. Sometimes they failed.
March 9, 2011 at 3:18 PM
New Fidelity survey shows advisors are running scared about compliance costs
RIAs, compliance experts and a research group diverge wildly on future costs but a baseline increase in the single-digit thousands seems inevitable
March 7, 2011 at 1:28 PM
Fidelity launches gigantic referral database to give advisors a shortcut to wealthy prospects
Advisors gain from referrals, but hate asking for them
March 4, 2011 at 3:30 PM
DOL's proposal puts the screws to legacy 401(k) providers
As SPARK, SIFMA, others cry foul at yesterday's hearing, RIAs may be sitting pretty with the right fiduciary framework in place
March 2, 2011 at 2:31 PM
Merrill Lynch and Bank of America cultural tension may spin out a new round of breakaways, recruiters say
A big Maine team goes to HighTower; more Merrill brokers in pipeline, says Weissbluth
February 24, 2011 at 3:36 PM
Why one Merrill Lynch advisor needed to break away twice to become an RIA
Rahul Shah's first breakout attempt to Wachovia's FiNet fizzled and, his wife, Tejal Shah masterminded the second effort
February 22, 2011 at 6:23 AM
Fidelity releases WealthCentral Mobile for the iPhone
Android app to come in Q1
February 18, 2011 at 6:17 AM
National Financial Services records some wins to ease the pain of Bank of America loss
The number two clearing company is placing emphasis on fee-minded IBDs like Berthel Fisher
February 16, 2011 at 5:38 AM
Schwab to make long-awaited move in 401(k) market with an all-indexed mutual fund and ETF strategy
Market leader Fidelity not likely to mirror the move because of its legacy structure
