Articles tagged "Les Abromovitz"
Headline
Publish date
FINRA guidance may help RIAs avoid social media blunders
Even employees' LinkedIn profiles ought to be supervised
February 26, 2010 at 7:49 AM
SEC’s heightened interest in the older set means advisors should pay heed
Questions of diminished capacity, appropriate investing strategy apply
February 2, 2010 at 5:13 AM
2010 to-do list for RIAs: Get out of the comfort zone, avoid SEC problems
Marketing and compliance resolutions that start with the Internet and end at the gym
January 12, 2010 at 5:31 AM
Advertising practices that can raise the hackles of regulators
Photos, staff plaudits and hypotheticals are still testimonials by any other name
November 19, 2009 at 4:05 PM
Outdated RIA websites risk compliance trouble not to mention credibility
Esteem from having a website gets squandered by neglecting its content
October 12, 2009 at 4:10 AM
10 top ways to use social media without courting regulatory trouble
Make social media part of your compliance plan
September 22, 2009 at 4:43 PM
High costs, low value explain meager social media use by financial advisors, experts say
New study shows that financial advisors mostly delete Twitter from practices
September 4, 2009 at 7:57 PM
Social media can turn regulatory exam into fiery wreck
Tweeting and Linking in are fair game for sharp-pencilled regulator
