Articles tagged "LPL"
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An LPL super-client hits 'pause' on recruiting after an SEC inquiry and LPL is playing a parental role
Despite the scare, LPL stands by this OSJ and wants to support these explosive growers
March 15, 2013 at 5:47 PM
With big LPL backing, the Robertson Stephens brand revives to roll up advisors to the suddenly wealthy
Joe Piazza is taking the once-premium San Francisco investment banking brand and combining with Fortigent to lure brokers to a hybrid platform
March 12, 2013 at 6:24 AM
LPL's marketing destiny got reshaped by a dark horse in a dark room
After several days of dog-and-pony shows by LA and NY-type marketing giants, Bernstein-Rein, inventors of the Happy Meal, went last and crushed it
March 1, 2013 at 9:15 PM
LPL's Bill Dwyer decides to call it quits and Robert Moore is taking over his duties
The make-it-happen statesman salesman atop a B2B selling scheme cedes control to a Mark Casady favorite
March 1, 2013 at 7:08 AM
Riskalyze debuts website featuring 'worst' wirehouse portfolios to shock and attract clients
Horror stories abound -- like the 82-year-old widow who has 15% of her holdings in Apple stock and 9% in Facebook
February 15, 2013 at 6:14 AM
Postscript: What exactly should we make of the T3 phenomenon?
True, software vendors themselves may be more enthused than advisors, but the conflagration of information-sharing ventures on RIAs' behalf is no footnote
February 15, 2013 at 6:02 AM
LPL's RIA assets skyrocketed in 2012
Outsourcing is are still on the agenda though the CFO categorically denies advisor-facing jobs will be lost
February 6, 2013 at 6:47 PM
LPL signs on with FolioDynamix for rebalancing to boost its IBD offering and Fortigent's
The huge independent broker-dealer will wean advisors off its homegrown trading and rebalancing suite and stick with Fortigent for research and performance offerings
January 15, 2013 at 6:28 AM
LPL poaches top Dell exec to rewire outsourcing and head hundreds in new technology 'town'
Victor Fetter is reporting directly to Mark Casady and will help hire 60 techies in the next 45 days
December 14, 2012 at 5:57 AM
$1.2 billion RIA breaks it off with LPL as new beaux Fidelity and Pershing vie ardently for favor
Seeking support for its superrich clients, Waldron Wealth lets the big IBD down easy, retaining its subsidiary, Fortigent
November 7, 2012 at 7:40 AM
LPL reaches hard-won agreement to rein in bonuses to big advisors that had proved to be overly generous
OSJs were riding high on incentive systems designed more for solo practices
November 2, 2012 at 4:54 AM
LPL loses a mega-client -- but not to a competitor
The big IBD also confirmed long-whispered rumors that it's begun to offshore some operations
October 31, 2012 at 7:00 PM
19-advisor firm in Santa Monica jumps to LPL with social media-fueled strategy for the underserved under-40 set
Gerber Kawasaki's selection of the big broker down the SoCal road started with a LinkedIn message to Esther Stearns
October 25, 2012 at 3:10 AM
Big chill: Worried RIAs and other 401(k) leaders gather in Chicago in hopes of saving the goose
It's no sacred cow like Social Security and the industry image is laboring because saving rates, returns, hidden fees and enrollment levels are none too great
October 23, 2012 at 3:33 AM
What Fortigent advisors said in Santa Barbara, and what execs say may be next for the LPL-owned outsourcer
With Andy Putterman, Scott Welch and a big cadre of Fortigent's biggest customers living well together, a picture emerged
