Articles tagged "TD Ameritrade"
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A $5.5 billion LA-based RIA is getting purchased by First Republic Bank
Luminous Capital has gone from a 2008 Merrill Lynch breakaway to a big bank puzzle piece in 2012
November 5, 2012 at 7:04 AM
TD Ameritrade plants its flag in sunny SoCal, playing host to $100 billion worth of RIAs
The Institutional Fall Regional urged innovations as RIAs become the iPhone to the wirehouse's BlackBerry
October 25, 2012 at 3:55 AM
How nature and nurture combine to encourage advisors to independence
You can lead a broker to an entrepreneurial opportunity, but the desire to take the plunge needs to come from deep within and maybe family experience
October 4, 2012 at 4:22 AM
The FPA throws its annual gathering in a spirit of renewal after years of membership decline
The Financial Planning Association aims to rally around the CFP designation, bring in fresh blood and build membership back up
October 3, 2012 at 3:29 AM
Not without criticism, TD Ameritrade opens an 'insurance agency' for RIAs that want to provide annuities
Schwab says it will also use more annuities to meet the swelling demand for retirement income but Jefferson National's CEO questions the custodians' focus on traditional annuities
September 28, 2012 at 4:19 PM
Eric Clarke delivers a behind-the-scenes account of his own Gemini & Orion Advisor Forum
The Orion chief was taken aback by overwhelmed advisors but found time for predawn runs, a pep talk from a legendary coach, a tour of the Cowboys' stadium and the launch of 80 apps
September 25, 2012 at 6:42 PM
Ron Carson launches roll-up/TAMP-like venture with Envestnet, TD Ameritrade and Advizent as puzzle pieces
The biggest of LPL's affiliates shows a walk-before-run approach to inorganic growth
September 24, 2012 at 5:15 AM
TD Ameritrade wins a $2.5-billion RIA custody client on the strength of its delivery of B-to-B capabilities using Orion, Veo and API
FTJ FundChoice took its assets from a bank in the name of efficiencies aimed at big growth
September 12, 2012 at 4:26 AM
Ron Ferguson steps down as CEO of National Advisors Trust after 4-1/2 years
The executive proved an adept turnaround artist; now the RIA-owned company is left to search for his replacement
September 12, 2012 at 4:20 AM
Revamping its trading platform, Schwab at long last is poised to catch up with its smaller peers
The giant RIA custodian explains it deliberate pace as a balancing of innovation with the veracity of the existing platform
September 7, 2012 at 4:29 AM
What's up with Jim Dario making the leap from Pershing to TD Ameritrade
The former Fidelity star -- and an almost star in 'Jaws' -- made an intra-Jersey City move but actually never left Boston
September 5, 2012 at 3:46 PM
TD, Fidelity and Schwab get green light to custody assets of advisors who use National Advisors Trust
Fido and TD Ameritrade are on board with the RIA-owned custodian and trust company but Schwab is still weighing its options
August 23, 2012 at 3:37 AM
TD Ameritrade showcases what API can do with slick Veo-iRebal harmonization
The RIA custodian is creating -- and third parties are applauding -- a time-saving, low-error way to trade and rebalance
August 14, 2012 at 3:47 AM
Why the slow-evolving metro New York area is still on course to be the capital of the RIA business
The city's sheer wealth and jungle-like powers of regeneration alone mean that it can stomp San Francisco
August 8, 2012 at 4:02 AM
As Paul Zettl follows Tom Bradley to the retail side, Kate Healy becomes marketing chief of TD Ameritrade's RIA business
The former Merrill Lynch product manager will work from Jersey City and face the challenge of selling the not-so-soft landing of becoming an RIA
