Articles tagged "TD Ameritrade"
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After cutting loose its RIA chief, Scottrade is culling some RIAs and imposing an 'unpublished' $12,000 fee on others
Brian Davis is gone and the St. Louis firm is dealing with an unwelcome P&L effect after open invitations to all RIAs of all sizes produced more expenses than revenues
August 1, 2014 at 6:26 AM
How TD Ameritrade's patient, patient bet on RIAs is finally paying off
CEO Fred Tomczyk is talking advisor software like he might have previously discussed trade volume as RIA assets, and prospects, soar
July 28, 2014 at 9:22 PM
How a band of advisor-execs scaled 5,000 sunless feet to the summit of the Half Dome -- and the lessons the exploit yields for growing RIAs
Advisors donned headlamps, assuming considerable risk effecting the nighttime ascent in Yosemite -- including an encounter with a mama bear
July 18, 2014 at 3:05 PM
Preparing to appear before Senate subcommittee, TD Ameritrade discloses order-routing revenue
The company made $236 million in revenue sharing in 2013
June 13, 2014 at 5:25 PM
TD Ameritrade hosts a posh 'billion-dollar club' summit at a seaside Ritz Carlton
With 190 cosseted advisors representing $215 billion of AUM, Fred Tomczyk laid out the bucks for Ben Bernanke and more
June 12, 2014 at 10:46 PM
Schwab snares its first clients for ETF-only 401(k)s as one of its 401(k)-focused RIAs defects to TD Ameritrade
Miracle Mile and Schwab both have their eyes on the same value-proposition prize -- just not with each other anymore
June 4, 2014 at 3:31 PM
Bill Crager: I've got your back against the attack of the killer robo-advisors
Bringing the wood at the Envestnet Advisor Summit, the president allows that online advisors are crackerjack at providing account views 24-7 but human advisors can close that gap
May 16, 2014 at 2:57 AM
An advertiser's eye view of IMCA 2014 in Boston and why it's (almost) all about the RIA
The RIA custodians combined had at least 35 people there in the booths
May 8, 2014 at 2:42 PM
Why a $500-million RIA Rt. 495 start-up hired a no-book ex-BNY Mellon Asset Management CFO
Patrick Sheppard is ready for the hands-on life and New England Investment and Retirement is looking for a steady executive hand
April 11, 2014 at 8:03 PM
Phyllis Borzi tightens the noose on 401(k) providers that flout DOL disclosure, not without critics
The idea is to have a de facto big red arrow pointing to key disclosures on revenue sharing but it'll add to the verbiage surplus
March 11, 2014 at 9:04 PM
How big companies stampeded to T3 with big bucks and how it affects the once maverick RIA software show
Broker-dealers, custodians, Salesforce and TAMPs are paid more and played more in Anaheim
February 13, 2014 at 5:49 PM
Tom Bradley pollinates TD Ameritrade branches and RIAs get sweet referrals in return
Bradley is teaching retail advisors to spend more time with clients -- and local RIAs
February 11, 2014 at 8:30 PM
What two things Tom Nally says 'no' to in managing his $270-billion RIA empire
The TD Ameritrade chief of RIA custody sees no reason to handle advisor commission business or serve roll-ups geared to hybrids
February 6, 2014 at 5:10 AM
Christine Gaze exits TD Ameritrade
The ex-Morgan Stanley Private Bank exec was brought in to bring practice management and technology together under Zohar Swaine, who has since departed
February 4, 2014 at 7:56 PM
At TD event Mitt Romney ressurrects his Massachusetts stance on global warming and throws cold water at Obama
The former presidential candidate pushed the reset button on his acerbic tone and now sounds more Al Gore than Bain Capital
